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THE ART OF WAR:
by SUN TZU
THE OLDEST
MILITARY TREATISE IN THE WORLD
Translated from the Chinese
By LIONEL GILES, M.A. (1910)
- Sun Tzu said: The art of war
is of vital importance to the State.
- It is a matter of life and
death, a road either to safety or to ruin. Hence it is a
subject of inquiry which can on no account be neglected.
- The art of war, then, is
governed by five constant factors, to be taken into
account in one's deliberations, when seeking to determine
the conditions obtaining in the field.
- These are: (1) The Moral Law;
(2) Heaven; (3) Earth; (4) The Commander; (5) Method and
discipline.
- The Moral Law causes the
people to be in complete accord with their ruler, so that
they will follow him regardless of their lives,
undismayed by any danger.
- Heaven signifies night and
day, cold and heat, times and seasons.
- Earth comprises distances,
great and small; danger and security; open ground and
narrow passes; the chances of life and death.
- The Commander stands for the
virtues of wisdom, sincerely, benevolence, courage and
strictness.
- By Method and Discipline are
to be understood the marshaling of the army in its proper
subdivisions, the graduations of rank among the officers,
the maintenance of roads by which supplies may reach the
army, and the control of military expenditure.
- These five heads should be
familiar to every general: he who knows them will be
victorious; he who knows them not will fail.
- Therefore, in your
deliberations, when seeking to determine the military
conditions, let them be made the basis of a comparison,
in this wise:--
- (1) Which of the two
sovereigns is imbued with the Moral law? (2) Which of the
two generals has most ability? (3) With whom lie the
advantages derived from Heaven and Earth? (4)On which
side is discipline most rigorously enforced? (5) Which
army is stronger? (6) On which side are officers and men
more highly trained? (7) In which army is there the
greater constancy both in reward and punishment?
- By means of these seven
considerations I can forecast victory or defeat.
- The general that hearkens to
my counsel and acts upon it, will conquer: let such a one
be retained in command! The general that hearkens not to
my counsel nor acts upon it, will suffer defeat:--let
such a one be dismissed!
- While heading the profit of
my counsel, avail yourself also of any helpful
circumstances over and beyond the ordinary rules.
- According as circumstances
are favorable, one should modify one's plans.
- All warfare is based on
deception.
- Hence, when able to attack,
we must seem unable; when using our forces, we must seem
inactive; when we are near, we must make the enemy
believe we are far away; when far away, we must make him
believe we are near.
- Hold out baits to entice the
enemy. Feign disorder, and crush him.
- If he is secure at all
points, be prepared for him. If he is in superior
strength, evade him.
- If your opponent is of
choleric temper, seek to irritate him. Pretend to be
weak, that he may grow arrogant.
- If he is taking his ease,
give him no rest. If his forces are united, separate
them.
- Attack him where he is
unprepared, appear where you are not expected.
- These military devices,
leading to victory, must not be divulged beforehand.
- Now the general who wins a
battle makes many calculations in his temple ere the
battle is fought. The general who loses a battle makes
but few calculations beforehand. Thus do many
calculations lead to victory, and few calculations to
defeat: how much more no calculation at all! It is by
attention to this point that I can foresee who is likely
to win or lose.
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- Sun Tzu said: In the
operations of war, where there are in the field a
thousand swift chariots, as many heavy chariots, and a
hundred thousand mail-clad soldiers, with provisions
enough to carry them a thousand li, the expenditure at
home and at the front, including entertainment of guests,
small items such as glue and paint, and sums spent on
chariots and armor, will reach the total of a thousand
ounces of silver per day. Such is the cost of raising an
army of 100,000 men.
- When you engage in actual
fighting, if victory is long in coming, then men's
weapons will grow dull and their ardor will be damped. If
you lay siege to a town, you will exhaust your strength.
- Again, if the campaign is
protracted, the resources of the State will not be equal
to the strain.
- Now, when your weapons are
dulled, your ardor damped, your strength exhausted and
your treasure spent, other chieftains will spring up to
take advantage of your extremity. Then no man, however
wise, will be able to avert the consequences that must
ensue.
- Thus, though we have heard of
stupid haste in war, cleverness has never been seen
associated with long delays.
- There is no instance of a
country having benefited from prolonged warfare.
- It is only one who is
thoroughly acquainted with the evils of war that can
thoroughly understand the profitable way of carrying it
on.
- The skillful soldier does not
raise a second levy, neither are his supply-wagons loaded
more than twice.
- Bring war material with you
from home, but forage on the enemy. Thus the army will
have food enough for its needs.
- Poverty of the State
exchequer causes an army to be maintained by
contributions from a distance. Contributing to maintain
an army at a distance causes the people to be
impoverished.
- On the other hand, the
proximity of an army causes prices to go up; and high
prices cause the people's substance to be drained away.
- When their substance is
drained away, the peasantry will be afflicted by heavy
exactions.
- With this loss of substance
and exhaustion of strength, the homes of the people will
be stripped bare, and three-tenths of their income will
be dissipated; while government expenses for broken
chariots, worn-out horses, breast-plates and helmets,
bows and arrows, spears and shields, protective mantles,
draught-oxen and heavy wagons, will amount to four-tenths
of its total revenue.
- Hence a wise general makes a
point of foraging on the enemy. One cartload of the
enemy's provisions is equivalent to twenty of one's own,
and likewise a single picul of his provender is
equivalent to twenty from one's own store.
- Now in order to kill the
enemy, our men must be roused to anger; that there may be
advantage from defeating the enemy, they must have their
rewards.
- Therefore in chariot
fighting, when ten or more chariots have been taken,
those should be rewarded who took the first. Our own
flags should be substituted for those of the enemy, and
the chariots mingled and used in conjunction with ours.
The captured soldiers should be kindly treated and kept.
- This is called, using the
conquered foe to augment one's own strength.
- In war, then, let your great
object be victory, not lengthy campaigns.
- Thus it may be known that the
leader of armies is the arbiter of the people's fate, the
man on whom it depends whether the nation shall be in
peace or in peril.
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- Sun Tzu said: In the
practical art of war, the best thing of all is to take
the enemy's country whole and intact; to shatter and
destroy it is not so good. So, too, it is better to
recapture an army entire than to destroy it, to capture a
regiment, a detachment or a company entire than to
destroy them.
- Hence to fight and conquer in
all your battles is not supreme excellence; supreme
excellence consists in breaking the enemy's resistance
without fighting.
- Thus the highest form of
generalship is to balk the enemy's plans; the next best
is to prevent the junction of the enemy's forces; the
next in order is to attack the enemy's army in the field;
and the worst policy of all is to besiege walled cities.
- The rule is, not to besiege
walled cities if it can possibly be avoided. The
preparation of mantlets, movable shelters, and various
implements of war, will take up three whole months; and
the piling up of mounds over against the walls will take
three months more.
- The general, unable to
control his irritation, will launch his men to the
assault like swarming ants, with the result that
one-third of his men are slain, while the town still
remains untaken. Such are the disastrous effects of a
siege.
- Therefore the skillful leader
subdues the enemy's troops without any fighting; he
captures their cities without laying siege to them; he
overthrows their kingdom without lengthy operations in
the field.
- With his forces intact he
will dispute the mastery of the Empire, and thus, without
losing a man, his triumph will be complete. This is the
method of attacking by stratagem.
- It is the rule in war, if our
forces are ten to the enemy's one, to surround him; if
five to one, to attack him; if twice as numerous, to
divide our army into two.
- If equally matched, we can
offer battle; if slightly inferior in numbers, we can
avoid the enemy; if quite unequal in every way, we can
flee from him.
- Hence, though an obstinate
fight may be made by a small force, in the end it must be
captured by the larger force.
- Now the general is the
bulwark of the State; if the bulwark is complete at all
points; the State will be strong; if the bulwark is
defective, the State will be weak.
- There are three ways in which
a ruler can bring misfortune upon his army:--
- (1) By commanding the army to
advance or to retreat, being ignorant of the fact that it
cannot obey. This is called hobbling the army.
- (2) By attempting to govern
an army in the same way as he administers a kingdom,
being ignorant of the conditions which obtain in an army.
This causes restlessness in the soldier's minds.
- (3) By employing the officers
of his army without discrimination, through ignorance of
the military principle of adaptation to circumstances.
This shakes the confidence of the soldiers.
- But when the army is restless
and distrustful, trouble is sure to come from the other
feudal princes. This is simply bringing anarchy into the
army, and flinging victory away.
- Thus we may know that there
are five essentials for victory: (1) He will win who
knows when to fight and when not to fight. (2) He will
win who knows how to handle both superior and inferior
forces. (3) He will win whose army is animated by the
same spirit throughout all its ranks. (4) He will win
who, prepared himself, waits to take the enemy
unprepared. (5) He will win who has military capacity and
is not interfered with by the sovereign.
- Hence the saying: If you know
the enemy and know yourself, you need not fear the result
of a hundred battles. If you know yourself but not the
enemy, for every victory gained you will also suffer a
defeat. If you know neither the enemy nor yourself, you
will succumb in every battle.
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- Sun Tzu said: The good
fighters of old first put themselves beyond the
possibility of defeat, and then waited for an opportunity
of defeating the enemy.
- To secure ourselves against
defeat lies in our own hands, but the opportunity of
defeating the enemy is provided by the enemy himself.
- Thus the good fighter is able
to secure himself against defeat, but cannot make certain
of defeating the enemy.
- Hence the saying: One may
know how to conquer without being able to do it.
- Security against defeat
implies defensive tactics; ability to defeat the enemy
means taking the offensive.
- Standing on the defensive
indicates insufficient strength; attacking, a
superabundance of strength.
- The general who is skilled in
defense hides in the most secret recesses of the earth;
he who is skilled in attack flashes forth from the
topmost heights of heaven. Thus on the one hand we have
ability to protect ourselves; on the other, a victory
that is complete.
- To see victory only when it
is within the ken of the common herd is not the acme of
excellence.
- Neither is it the acme of
excellence if you fight and conquer and the whole Empire
says, "Well done!"
- To lift an autumn hair is no
sign of great strength; to see the sun and moon is no
sign of sharp sight; to hear the noise of thunder is no
sign of a quick ear.
- What the ancients called a
clever fighter is one who not only wins, but excels in
winning with ease.
- Hence his victories bring him
neither reputation for wisdom nor credit for courage.
- He wins his battles by making
no mistakes. Making no mistakes is what establishes the
certainty of victory, for it means conquering an enemy
that is already defeated.
- Hence the skillful fighter
puts himself into a position which makes defeat
impossible, and does not miss the moment for defeating
the enemy.
- Thus it is that in war the
victorious strategist only seeks battle after the victory
has been won, whereas he who is destined to defeat first
fights and afterwards looks for victory.
- The consummate leader
cultivates the moral law, and strictly adheres to method
and discipline; thus it is in his power to control
success.
- In respect of military
method, we have, firstly, Measurement; secondly,
Estimation of quantity; thirdly, Calculation; fourthly,
Balancing of chances; fifthly, Victory.
- Measurement owes its
existence to Earth; Estimation of quantity to
Measurement; Calculation to Estimation of quantity;
Balancing of chances to Calculation; and Victory to
Balancing of chances.
- A victorious army opposed to
a routed one, is as a pound's weight placed in the scale
against a single grain.
- The onrush of a conquering
force is like the bursting of pent-up waters into a chasm
a thousand fathoms deep.
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- Sun Tzu said: The control of
a large force is the same principle as the control of a
few men: it is merely a question of dividing up their
numbers.
- Fighting with a large army
under your command is nowise different from fighting with
a small one: it is merely a question of instituting signs
and signals.
- To ensure that your whole
host may withstand the brunt of the enemy's attack and
remain unshaken-- this is effected by maneuvers direct
and indirect.
- That the impact of your army
may be like a grindstone dashed against an egg--this is
effected by the science of weak points and strong.
- In all fighting, the direct
method may be used for joining battle, but indirect
methods will be needed in order to secure victory.
- Indirect tactics, efficiently
applied, are inexhaustible as Heaven and Earth, unending
as the flow of rivers and streams; like the sun and moon,
they end but to begin anew; like the four seasons, they
pass away to return once more.
- There are not more than five
musical notes, yet the combinations of these five give
rise to more melodies than can ever be heard.
- There are not more than five
primary colors (blue, yellow, red, white, and black), yet
in combination they produce more hues than can ever been
seen.
- There are not more than five
cardinal tastes (sour, acrid, salt, sweet, bitter), yet
combinations of them yield more flavors than can ever be
tasted.
- In battle, there are not more
than two methods of attack--the direct and the indirect;
yet these two in combination give rise to an endless
series of maneuvers.
- The direct and the indirect
lead on to each other in turn. It is like moving in a
circle--you never come to an end. Who can exhaust the
possibilities of their combination?
- The onset of troops is like
the rush of a torrent which will even roll stones along
in its course.
- The quality of decision is
like the well-timed swoop of a falcon which enables it to
strike and destroy its victim.
- Therefore the good fighter
will be terrible in his onset, and prompt in his
decision.
- Energy may be likened to the
bending of a crossbow; decision, to the releasing of a
trigger.
- Amid the turmoil and tumult
of battle, there may be seeming disorder and yet no real
disorder at all; amid confusion and chaos, your array may
be without head or tail, yet it will be proof against
defeat.
- Simulated disorder postulates
perfect discipline, simulated fear postulates courage;
simulated weakness postulates strength.
- Hiding order beneath the
cloak of disorder is simply a question of subdivision;
concealing courage under a show of timidity presupposes a
fund of latent energy; masking strength with weakness is
to be effected by tactical dispositions.
- Thus one who is skillful at
keeping the enemy on the move maintains deceitful
appearances, according to which the enemy will act. He
sacrifices something, that the enemy may snatch at it.
- By holding out baits, he
keeps him on the march; then with a body of picked men he
lies in wait for him.
- The clever combatant looks to
the effect of combined energy, and does not require too
much from individuals. Hence his ability to pick out the
right men and utilize combined energy.
- When he utilizes combined
energy, his fighting men become as it were like unto
rolling logs or stones. For it is the nature of a log or
stone to remain motionless on level ground, and to move
when on a slope; if four-cornered, to come to a
standstill, but if round-shaped, to go rolling down.
- Thus the energy developed by
good fighting men is as the momentum of a round stone
rolled down a mountain thousands of feet in height. So
much on the subject of energy.
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- Sun Tzu said: Whoever is
first in the field and awaits the coming of the enemy,
will be fresh for the fight; whoever is second in the
field and has to hasten to battle will arrive exhausted.
- Therefore the clever
combatant imposes his will on the enemy, but does not
allow the enemy's will to be imposed on him.
- By holding out advantages to
him, he can cause the enemy to approach of his own
accord; or, by inflicting damage, he can make it
impossible for the enemy to draw near.
- If the enemy is taking his
ease, he can harass him; if well supplied with food, he
can starve him out; if quietly encamped, he can force him
to move.
- Appear at points which the
enemy must hasten to defend; march swiftly to places
where you are not expected.
- An army may march great
distances without distress, if it marches through country
where the enemy is not.
- You can be sure of succeeding
in your attacks if you only attack places which are
undefended.You can ensure the safety of your defense if
you only hold positions that cannot be attacked.
- Hence that general is
skillful in attack whose opponent does not know what to
defend; and he is skillful in defense whose opponent does
not know what to attack.
- O divine art of subtlety and
secrecy! Through you we learn to be invisible, through
you inaudible; and hence we can hold the enemy's fate in
our hands.
- You may advance and be
absolutely irresistible, if you make for the enemy's weak
points; you may retire and be safe from pursuit if your
movements are more rapid than those of the enemy.
- If we wish to fight, the
enemy can be forced to an engagement even though he be
sheltered behind a high rampart and a deep ditch. All we
need do is attack some other place that he will be
obliged to relieve.
- If we do not wish to fight,
we can prevent the enemy from engaging us even though the
lines of our encampment be merely traced out on the
ground. All we need do is to throw something odd and
unaccountable in his way.
- By discovering the enemy's
dispositions and remaining invisible ourselves, we can
keep our forces concentrated, while the enemy's must be
divided.
- We can form a single united
body, while the enemy must split up into fractions. Hence
there will be a whole pitted against separate parts of a
whole, which means that we shall be many to the enemy's
few.
- And if we are able thus to
attack an inferior force with a superior one, our
opponents will be in dire straits.
- The spot where we intend to
fight must not be made known; for then the enemy will
have to prepare against a possible attack at several
different points; and his forces being thus distributed
in many directions, the numbers we shall have to face at
any given point will be proportionately few.
- For should the enemy
strengthen his van, he will weaken his rear; should he
strengthen his rear, he will weaken his van; should he
strengthen his left, he will weaken his right; should he
strengthen his right, he will weaken his left. If he
sends reinforcements everywhere, he will everywhere be
weak.
- Numerical weakness comes from
having to prepare against possible attacks; numerical
strength, from compelling our adversary to make these
preparations against us.
- Knowing the place and the
time of the coming battle, we may concentrate from the
greatest distances in order to fight.
- But if neither time nor place
be known, then the left wing will be impotent to succor
the right, the right equally impotent to succor the left,
the van unable to relieve the rear, or the rear to
support the van. How much more so if the furthest
portions of the army are anything under a hundred LI
apart, and even the nearest are separated by several LI!
- Though according to my
estimate the soldiers of Yueh exceed our own in number,
that shall advantage them nothing in the matter of
victory. I say then that victory can be achieved.
- Though the enemy be stronger
in numbers, we may prevent him from fighting. Scheme so
as to discover his plans and the likelihood of their
success.
- Rouse him, and learn the
principle of his activity or inactivity. Force him to
reveal himself, so as to find out his vulnerable spots.
- Carefully compare the
opposing army with your own, so that you may know where
strength is superabundant and where it is deficient.
- In making tactical
dispositions, the highest pitch you can attain is to
conceal them; conceal your dispositions, and you will be
safe from the prying of the subtlest spies, from the
machinations of the wisest brains.
- How victory may be produced
for them out of the enemy's own tactics--that is what the
multitude cannot comprehend.
- All men can see the tactics
whereby I conquer, but what none can see is the strategy
out of which victory is evolved.
- Do not repeat the tactics
which have gained you one victory, but let your methods
be regulated by the infinite variety of circumstances.
- Military tactics are like
unto water; for water in its natural course runs away
from high places and hastens downwards.
- So in war, the way is to
avoid what is strong and to strike at what is weak.
- Water shapes its course
according to the nature of the ground over which it
flows; the soldier works out his victory in relation to
the foe whom he is facing.
- Therefore, just as water
retains no constant shape, so in warfare there are no
constant conditions.
- He who can modify his tactics
in relation to his opponent and thereby succeed in
winning, may be called a heaven-born captain.
- The five elements (water,
fire, wood, metal, earth) are not always equally
predominant; the four seasons make way for each other in
turn. There are short days and long; the moon has its
periods of waning and waxing.
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- Sun Tzu said: In war, the
general receives his commands from the sovereign.
- Having collected an army and
concentrated his forces, he must blend and harmonize the
different elements thereof before pitching his camp.
- After that, comes tactical
maneuvering, than which there is nothing more difficult.
The difficulty of tactical maneuvering consists in
turning the devious into the direct, and misfortune into
gain.
- Thus, to take a long and
circuitous route, after enticing the enemy out of the
way, and though starting after him, to contrive to reach
the goal before him, shows knowledge of the artifice of
DEVIATION.
- Maneuvering with an army is
advantageous; with an undisciplined multitude, most
dangerous.
- If you set a fully equipped
army in march in order to snatch an advantage, the
chances are that you will be too late. On the other hand,
to detach a flying column for the purpose involves the
sacrifice of its baggage and stores.
- Thus, if you order your men
to roll up their buff-coats, and make forced marches
without halting day or night, covering double the usual
distance at a stretch, doing a hundred LI in order to
wrest an advantage, the leaders of all your three
divisions will fall into the hands of the enemy.
- The stronger men will be in
front, the jaded ones will fall behind, and on this plan
only one-tenth of your army will reach its destination.
- If you march fifty LI in
order to outmaneuver the enemy, you will lose the leader
of your first division, and only half your force will
reach the goal.
- If you march thirty LI with
the same object, two-thirds of your army will arrive.
- We may take it then that an
army without its baggage-train is lost; without
provisions it is lost; without bases of supply it is
lost.
- We cannot enter into
alliances until we are acquainted with the designs of our
neighbors.
- We are not fit to lead an
army on the march unless we are familiar with the face of
the country--its mountains and forests, its pitfalls and
precipices, its marshes and swamps.
- We shall be unable to turn
natural advantage to account unless we make use of local
guides.
- In war, practice
dissimulation, and you will succeed.
- Whether to concentrate or to
divide your troops, must be decided by circumstances.
- Let your rapidity be that of
the wind, your compactness that of the forest.
- In raiding and plundering be
like fire, is immovability like a mountain.
- Let your plans be dark and
impenetrable as night, and when you move, fall like a
thunderbolt.
- When you plunder a
countryside, let the spoil be divided amongst your men;
when you capture new territory, cut it up into allotments
for the benefit of the soldiery.
- Ponder and deliberate before
you make a move.
- He will conquer who has
learnt the artifice of deviation. Such is the art of
maneuvering.
- The Book of Army Management
says: On the field of battle, the spoken word does not
carry far enough: hence the institution of gongs and
drums. Nor can ordinary objects be seen clearly enough:
hence the institution of banners and flags.
- Gongs and drums, banners and
flags, are means whereby the ears and eyes of the host
may be focused on one particular point.
- The host thus forming a
single united body, is it impossible either for the brave
to advance alone, or for the cowardly to retreat alone.
This is the art of handling large masses of men.
- In night-fighting, then, make
much use of signal-fires and drums, and in fighting by
day, of flags and banners, as a means of influencing the
ears and eyes of your army.
- A whole army may be robbed of
its spirit; a commander-in-chief may be robbed of his
presence of mind.
- Now a soldier's spirit is
keenest in the morning; by noonday it has begun to flag;
and in the evening, his mind is bent only on returning to
camp.
- A clever general, therefore,
avoids an army when its spirit is keen, but attacks it
when it is sluggish and inclined to return. This is the
art of studying moods.
- Disciplined and calm, to
await the appearance of disorder and hubbub amongst the
enemy:--this is the art of retaining self-possession.
- To be near the goal while the
enemy is still far from it, to wait at ease while the
enemy is toiling and struggling, to be well-fed while the
enemy is famished:--this is the art of husbanding one's
strength.
- To refrain from intercepting
an enemy whose banners are in perfect order, to refrain
from attacking an army drawn up in calm and confident
array:--this is the art of studying circumstances.
- It is a military axiom not to
advance uphill against the enemy, nor to oppose him when
he comes downhill.
- Do not pursue an enemy who
simulates flight; do not attack soldiers whose temper is
keen.
- Do not swallow bait offered
by the enemy. Do not interfere with an army that is
returning home.
- When you surround an army,
leave an outlet free. Do not press a desperate foe too
hard.
- Such is the art of warfare.
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- Sun Tzu said: In war, the
general receives his commands from the sovereign,
collects his army and concentrates his forces
- When in difficult country, do
not encamp. In country where high roads intersect, join
hands with your allies. Do not linger in dangerously
isolated positions. In hemmed-in situations, you must
resort to stratagem. In desperate position, you must
fight.
- There are roads which must
not be followed, armies which must be not attacked, towns
which must be besieged, positions which must not be
contested, commands of the sovereign which must not be
obeyed.
- The general who thoroughly
understands the advantages that accompany variation of
tactics knows how to handle his troops.
- The general who does not
understand these, may be well acquainted with the
configuration of the country, yet he will not be able to
turn his knowledge to practical account.
- So, the student of war who is
unversed in the art of war of varying his plans, even
though he be acquainted with the Five Advantages, will
fail to make the best use of his men.
- Hence in the wise leader's
plans, considerations of advantage and of disadvantage
will be blended together.
- If our expectation of
advantage be tempered in this way, we may succeed in
accomplishing the essential part of our schemes.
- If, on the other hand, in the
midst of difficulties we are always ready to seize an
advantage, we may extricate ourselves from misfortune.
- Reduce the hostile chiefs by
inflicting damage on them; and make trouble for them, and
keep them constantly engaged; hold out specious
allurements, and make them rush to any given point.
- The art of war teaches us to
rely not on the likelihood of the enemy's not coming, but
on our own readiness to receive him; not on the chance of
his not attacking, but rather on the fact that we have
made our position unassailable.
- There are five dangerous
faults which may affect a general: (1) Recklessness,
which leads to destruction; (2) Cowardice, which leads to
capture; (3) a hasty temper, which can be provoked by
insults; (4) a delicacy of honor which is sensitive to
shame; (5) over-solicitude for his men, which exposes him
to worry and trouble.
- These are the five besetting
sins of a general, ruinous to the conduct of war.
- When an army is overthrown
and its leader slain, the cause will surely be found
among these five dangerous faults. Let them be a subject
of meditation.
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- Sun Tzu said: We come now to
the question of encamping the army, and observing signs
of the enemy. Pass quickly over mountains, and keep in
the neighborhood of valleys.
- Camp in high places, facing
the sun. Do not climb heights in order to fight. So much
for mountain warfare.
- After crossing a river, you
should get far away from it.
- When an invading force
crosses a river in its onward march, do not advance to
meet it in mid-stream. It will be best to let half the
army get across, and then deliver your attack.
- If you are anxious to fight,
you should not go to meet the invader near a river which
he has to cross.
- Moor your craft higher up
than the enemy, and facing the sun. Do not move up-stream
to meet the enemy. So much for river warfare.
- In crossing salt-marshes,
your sole concern should be to get over them quickly,
without any delay.
- If forced to fight in a
salt-marsh, you should have water and grass near you, and
get your back to a clump of trees. So much for operations
in salt-marches.
- In dry, level country, take
up an easily accessible position with rising ground to
your right and on your rear, so that the danger may be in
front, and safety lie behind. So much for campaigning in
flat country.
- These are the four useful
branches of military knowledge which enabled the Yellow
Emperor to vanquish four several sovereigns.
- All armies prefer high ground
to low and sunny places to dark.
- If you are careful of your
men, and camp on hard ground, the army will be free from
disease of every kind, and this will spell victory.
- When you come to a hill or a
bank, occupy the sunny side, with the slope on your right
rear. Thus you will at once act for the benefit of your
soldiers and utilize the natural advantages of the
ground.
- When, in consequence of heavy
rains up-country, a river which you wish to ford is
swollen and flecked with foam, you must wait until it
subsides.
- Country in which there are
precipitous cliffs with torrents running between, deep
natural hollows, confined places, tangled thickets,
quagmires and crevasses, should be left with all possible
speed and not approached.
- While we keep away from such
places, we should get the enemy to approach them; while
we face them, we should let the enemy have them on his
rear.
- If in the neighborhood of
your camp there should be any hilly country, ponds
surrounded by aquatic grass, hollow basins filled with
reeds, or woods with thick undergrowth, they must be
carefully routed out and searched; for these are places
where men in ambush or insidious spies are likely to be
lurking.
- When the enemy is close at
hand and remains quiet, he is relying on the natural
strength of his position.
- When he keeps aloof and tries
to provoke a battle, he is anxious for the other side to
advance.
- If his place of encampment is
easy of access, he is tendering a bait.
- Movement amongst the trees of
a forest shows that the enemy is advancing. The
appearance of a number of screens in the midst of thick
grass means that the enemy wants to make us suspicious.
- The rising of birds in their
flight is the sign of an ambuscade. Startled beasts
indicate that a sudden attack is coming.
- When there is dust rising in
a high column, it is the sign of chariots advancing; when
the dust is low, but spread over a wide area, it betokens
the approach of infantry. When it branches out in
different directions, it shows that parties have been
sent to collect firewood. A few clouds of dust moving to
and fro signify that the army is encamping.
- Humble words and increased
preparations are signs that the enemy is about to
advance. Violent language and driving forward as if to
the attack are signs that he will retreat.
- When the light chariots come
out first and take up a position on the wings, it is a
sign that the enemy is forming for battle.
- Peace proposals unaccompanied
by a sworn covenant indicate a plot.
- When there is much running
about and the soldiers fall into rank, it means that the
critical moment has come.
- When some are seen advancing
and some retreating, it is a lure.
- When the soldiers stand
leaning on their spears, they are faint from want of
food.
- If those who are sent to draw
water begin by drinking themselves, the army is suffering
from thirst.
- If the enemy sees an
advantage to be gained and makes no effort to secure it,
the soldiers are exhausted.
- If birds gather on any spot,
it is unoccupied. Clamor by night betokens nervousness.
- If there is disturbance in
the camp, the general's authority is weak. If the banners
and flags are shifted about, sedition is afoot. If the
officers are angry, it means that the men are weary.
- When an army feeds its horses
with grain and kills its cattle for food, and when the
men do not hang their cooking-pots over the camp-fires,
showing that they will not return to their tents, you may
know that they are determined to fight to the death.
- The sight of men whispering
together in small knots or speaking in subdued tones
points to disaffection amongst the rank and file.
- Too frequent rewards signify
that the enemy is at the end of his resources; too many
punishments betray a condition of dire distress.
- To begin by bluster, but
afterwards to take fright at the enemy's numbers, shows a
supreme lack of intelligence.
- When envoys are sent with
compliments in their mouths, it is a sign that the enemy
wishes for a truce.
- If the enemy's troops march
up angrily and remain facing ours for a long time without
either joining battle or taking themselves off again, the
situation is one that demands great vigilance and
circumspection.
- If our troops are no more in
number than the enemy, that is amply sufficient; it only
means that no direct attack can be made. What we can do
is simply to concentrate all our available strength, keep
a close watch on the enemy, and obtain reinforcements.
- He who exercises no
forethought but makes light of his opponents is sure to
be captured by them.
- If soldiers are punished
before they have grown attached to you, they will not
prove submissive; and, unless submissive, then will be
practically useless. If, when the soldiers have become
attached to you, punishments are not enforced, they will
still be unless.
- Therefore soldiers must be
treated in the first instance with humanity, but kept
under control by means of iron discipline. This is a
certain road to victory.
- If in training soldiers
commands are habitually enforced, the army will be
well-disciplined; if not, its discipline will be bad.
- If a general shows confidence
in his men but always insists on his orders being obeyed,
the gain will be mutual.
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- Sun Tzu said: We may
distinguish six kinds of terrain, to wit: (1) Accessible
ground; (2) entangling ground; (3) temporizing ground;
(4) narrow passes; (5) precipitous heights; (6) positions
at a great distance from the enemy.
- Ground which can be freely
traversed by both sides is called accessible.
- With regard to ground of this
nature, be before the enemy in occupying the raised and
sunny spots, and carefully guard your line of supplies.
Then you will be able to fight with advantage.
- Ground which can be abandoned
but is hard to re-occupy is called entangling.
- From a position of this sort,
if the enemy is unprepared, you may sally forth and
defeat him. But if the enemy is prepared for your coming,
and you fail to defeat him, then, return being
impossible, disaster will ensue.
- When the position is such
that neither side will gain by making the first move, it
is called temporizing ground.
- In a position of this sort,
even though the enemy should offer us an attractive bait,
it will be advisable not to stir forth, but rather to
retreat, thus enticing the enemy in his turn; then, when
part of his army has come out, we may deliver our attack
with advantage.
- With regard to narrow passes,
if you can occupy them first, let them be strongly
garrisoned and await the advent of the enemy.
- Should the army forestall you
in occupying a pass, do not go after him if the pass is
fully garrisoned, but only if it is weakly garrisoned.
- With regard to precipitous
heights, if you are beforehand with your adversary, you
should occupy the raised and sunny spots, and there wait
for him to come up.
- If the enemy has occupied
them before you, do not follow him, but retreat and try
to entice him away.
- If you are situated at a
great distance from the enemy, and the strength of the
two armies is equal, it is not easy to provoke a battle,
and fighting will be to your disadvantage.
- These six are the principles
connected with Earth. The general who has attained a
responsible post must be careful to study them.
- Now an army is exposed to six
several calamities, not arising from natural causes, but
from faults for which the general is responsible. These
are: (1) Flight; (2) insubordination; (3) collapse; (4)
ruin; (5) disorganization; (6) rout.
- Other conditions being equal,
if one force is hurled against another ten times its
size, the result will be the flight of the former.
- When the common soldiers are
too strong and their officers too weak, the result is
insubordination. When the officers are too strong and the
common soldiers too weak, the result is collapse.
- When the higher officers are
angry and insubordinate, and on meeting the enemy give
battle on their own account from a feeling of resentment,
before the commander-in-chief can tell whether or no he
is in a position to fight, the result is ruin.
- When the general is weak and
without authority; when his orders are not clear and
distinct; when there are no fixes duties assigned to
officers and men, and the ranks are formed in a slovenly
haphazard manner, the result is utter disorganization.
- When a general, unable to
estimate the enemy's strength, allows an inferior force
to engage a larger one, or hurls a weak detachment
against a powerful one, and neglects to place picked
soldiers in the front rank, the result must be rout.
- These are six ways of
courting defeat, which must be carefully noted by the
general who has attained a responsible post.
- The natural formation of the
country is the soldier's best ally; but a power of
estimating the adversary, of controlling the forces of
victory, and of shrewdly calculating difficulties,
dangers and distances, constitutes the test of a great
general.
- He who knows these things,
and in fighting puts his knowledge into practice, will
win his battles. He who knows them not, nor practices
them, will surely be defeated.
- If fighting is sure to result
in victory, then you must fight, even though the ruler
forbid it; if fighting will not result in victory, then
you must not fight even at the ruler's bidding.
- The general who advances
without coveting fame and retreats without fearing
disgrace, whose only thought is to protect his country
and do good service for his sovereign, is the jewel of
the kingdom.
- Regard your soldiers as your
children, and they will follow you into the deepest
valleys; look upon them as your own beloved sons, and
they will stand by you even unto death.
- If, however, you are
indulgent, but unable to make your authority felt;
kind-hearted, but unable to enforce your commands; and
incapable, moreover, of quelling disorder: then your
soldiers must be likened to spoilt children; they are
useless for any practical purpose.
- If we know that our own men
are in a condition to attack, but are unaware that the
enemy is not open to attack, we have gone only halfway
towards victory.
- If we know that the enemy is
open to attack, but are unaware that our own men are not
in a condition to attack, we have gone only halfway
towards victory.
- If we know that the enemy is
open to attack, and also know that our men are in a
condition to attack, but are unaware that the nature of
the ground makes fighting impracticable, we have still
gone only halfway towards victory.
- Hence the experienced
soldier, once in motion, is never bewildered; once he has
broken camp, he is never at a loss.
- Hence the saying: If you know
the enemy and know yourself, your victory will not stand
in doubt; if you know Heaven and know Earth, you may make
your victory complete.
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- Sun Tzu said: The art of war
recognizes nine varieties of ground: (1) Dispersive
ground; (2) facile ground; (3) contentious ground; (4)
open ground; (5) ground of intersecting highways; (6)
serious ground; (7) difficult ground; (8) hemmed-in
ground; (9).desperate ground.
- When a chieftain is fighting
in his own territory, it is dispersive ground.
- When he has penetrated into
hostile territory, but to no great distance, it is facile
ground.
- Ground the possession of
which imports great advantage to either side, is
contentious ground.
- Ground on which each side has
liberty of movement is open ground.
- Ground which forms the key to
three contiguous states, so that he who occupies it first
has most of the Empire at his command, is a ground of
intersecting highways.
- When an army has penetrated
into the heart of a hostile country, leaving a number of
fortified cities in its rear, it is serious ground.
- Mountain forests, rugged
steeps, marshes and fens--all country that is hard to
traverse: this is difficult ground.
- Ground which is reached
through narrow gorges, and from which we can only retire
by tortuous paths, so that a small number of the enemy
would suffice to crush a large body of our men: this is
hemmed in ground.
- Ground on which we can only
be saved from destruction by fighting without delay, is
desperate ground.
- On dispersive ground,
therefore, fight not. On facile ground, halt not. On
contentious ground, attack not.
- On open ground, do not try to
block the enemy's way. On the ground of intersecting
highways, join hands with your allies.
- On serious ground, gather in
plunder. In difficult ground, keep steadily on the march.
- On hemmed-in ground, resort
to stratagem. On desperate ground, fight.
- Those who were called
skillful leaders of old knew how to drive a wedge between
the enemy's front and rear; to prevent co-operation
between his large and small divisions; to hinder the good
troops from rescuing the bad, the officers from rallying
their men.
- When the enemy's men were
united, they managed to keep them in disorder.
- When it was to their
advantage, they made a forward move; when otherwise, they
stopped still.
- If asked how to cope with a
great host of the enemy in orderly array and on the point
of marching to the attack, I should say: "Begin by
seizing something which your opponent holds dear; then he
will be amenable to your will."
- Rapidity is the essence of
war: take advantage of the enemy's unreadiness, make your
way by unexpected routes, and attack unguarded spots.
- The following are the
principles to be observed by an invading force: The
further you penetrate into a country, the greater will be
the solidarity of your troops, and thus the defenders
will not prevail against you.
- Make forays in fertile
country in order to supply your army with food.
- Carefully study the
well-being of your men, and do not overtax them.
Concentrate your energy and hoard your strength. Keep
your army continually on the move, and devise
unfathomable plans.
- Throw your soldiers into
positions whence there is no escape, and they will prefer
death to flight. If they will face death, there is
nothing they may not achieve. Officers and men alike will
put forth their uttermost strength.
- Soldiers when in desperate
straits lose the sense of fear. If there is no place of
refuge, they will stand firm. If they are in hostile
country, they will show a stubborn front. If there is no
help for it, they will fight hard.
- Thus, without waiting to be
marshaled, the soldiers will be constantly on the qui
vive; without waiting to be asked, they will do your
will; without restrictions, they will be faithful;
without giving orders, they can be trusted.
- Prohibit the taking of omens,
and do away with superstitious doubts. Then, until death
itself comes, no calamity need be feared.
- If our soldiers are not
overburdened with money, it is not because they have a
distaste for riches; if their lives are not unduly long,
it is not because they are disinclined to longevity.
- On the day they are ordered
out to battle, your soldiers may weep, those sitting up
bedewing their garments, and those lying down letting the
tears run down their cheeks. But let them once be brought
to bay, and they will display the courage of a Chu or a Kuei.
- The skillful tactician may be
likened to the shuai-jan. Now the shuai-jan is a snake
that is found in the ChUng mountains. Strike at its head,
and you will be attacked by its tail; strike at its tail,
and you will be attacked by its head; strike at its
middle, and you will be attacked by head and tail both.
- Asked if an army can be made
to imitate the shuai-jan, I should answer, Yes. For the
men of Wu and the men of Yueh are enemies; yet if they
are crossing a river in the same boat and are caught by a
storm, they will come to each other's assistance just as
the left hand helps the right.
- Hence it is not enough to put
one's trust in the tethering of horses, and the burying
of chariot wheels in the ground.
- The principle on which to
manage an army is to set up one standard of courage which
all must reach.
- How to make the best of both
strong and weak--that is a question involving the proper
use of ground.
- Thus the skillful general
conducts his army just as though he were leading a single
man, willy-nilly, by the hand.
- It is the business of a
general to be quiet and thus ensure secrecy; upright and
just, and thus maintain order.
- He must be able to mystify
his officers and men by false reports and appearances,
and thus keep them in total ignorance.
- By altering his arrangements
and changing his plans, he keeps the enemy without
definite knowledge. By shifting his camp and taking
circuitous routes, he prevents the enemy from
anticipating his purpose.
- At the critical moment, the
leader of an army acts like one who has climbed up a
height and then kicks away the ladder behind him. He
carries his men deep into hostile territory before he
shows his hand.
- He burns his boats and breaks
his cooking-pots; like a shepherd driving a flock of
sheep, he drives his men this way and that, and nothing
knows whither he is going.
- To muster his host and bring
it into danger:--this may be termed the business of the
general.
- The different measures suited
to the nine varieties of ground; the expediency of
aggressive or defensive tactics; and the fundamental laws
of human nature: these are things that must most
certainly be studied.
- When invading hostile
territory, the general principle is, that penetrating
deeply brings cohesion; penetrating but a short way means
dispersion.
- When you leave your own
country behind, and take your army across neighborhood
territory, you find yourself on critical ground. When
there are means of communication on all four sides, the
ground is one of intersecting highways.
- When you penetrate deeply
into a country, it is serious ground. When you penetrate
but a little way, it is facile ground.
- When you have the enemy's
strongholds on your rear, and narrow passes in front, it
is hemmed-in ground. When there is no place of refuge at
all, it is desperate ground.
- Therefore, on dispersive
ground, I would inspire my men with unity of purpose. On
facile ground, I would see that there is close connection
between all parts of my army.
- On contentious ground, I
would hurry up my rear.
- On open ground, I would keep
a vigilant eye on my defenses. On ground of intersecting
highways, I would consolidate my alliances.
- On serious ground, I would
try to ensure a continuous stream of supplies. On
difficult ground, I would keep pushing on along the road.
- On hemmed-in ground, I would
block any way of retreat. On desperate ground, I would
proclaim to my soldiers the hopelessness of saving their
lives.
- For it is the soldier's
disposition to offer an obstinate resistance when
surrounded, to fight hard when he cannot help himself,
and to obey promptly when he has fallen into danger.
- We cannot enter into alliance
with neighboring princes until we are acquainted with
their designs. We are not fit to lead an army on the
march unless we are familiar with the face of the
country--its mountains and forests, its pitfalls and
precipices, its marshes and swamps. We shall be unable to
turn natural advantages to account unless we make use of
local guides.
- To be ignored of any one of
the following four or five principles does not befit a
warlike prince.
- When a warlike prince attacks
a powerful state, his generalship shows itself in
preventing the concentration of the enemy's forces. He
overawes his opponents, and their allies are prevented
from joining against him.
- Hence he does not strive to
ally himself with all and sundry, nor does he foster the
power of other states. He carries out his own secret
designs, keeping his antagonists in awe. Thus he is able
to capture their cities and overthrow their kingdoms.
- Bestow rewards without regard
to rule, issue orders without regard to previous
arrangements; and you will be able to handle a whole army
as though you had to do with but a single man.
- Confront your soldiers with
the deed itself; never let them know your design. When
the outlook is bright, bring it before their eyes; but
tell them nothing when the situation is gloomy.
- Place your army in deadly
peril, and it will survive; plunge it into desperate
straits, and it will come off in safety.
- For it is precisely when a
force has fallen into harm's way that is capable of
striking a blow for victory.
- Success in warfare is gained
by carefully accommodating ourselves to the enemy's
purpose.
- By persistently hanging on
the enemy's flank, we shall succeed in the long run in
killing the commander-in-chief.
- This is called ability to
accomplish a thing by sheer cunning.
- On the day that you take up
your command, block the frontier passes, destroy the
official tallies, and stop the passage of all emissaries.
- Be stern in the
council-chamber, so that you may control the situation.
- If the enemy leaves a door
open, you must rush in.
- Forestall your opponent by
seizing what he holds dear, and subtly contrive to time
his arrival on the ground.
- Walk in the path defined by
rule, and accommodate yourself to the enemy until you can
fight a decisive battle.
- At first, then, exhibit the
coyness of a maiden, until the enemy gives you an
opening; afterwards emulate the rapidity of a running
hare, and it will be too late for the enemy to oppose
you.
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- Sun Tzu said: There are five
ways of attacking with fire. The first is to burn
soldiers in their camp; the second is to burn stores; the
third is to burn baggage trains; the fourth is to burn
arsenals and magazines; the fifth is to hurl dropping
fire amongst the enemy.
- In order to carry out an
attack, we must have means available. The material for
raising fire should always be kept in readiness.
- There is a proper season for
making attacks with fire, and special days for starting a
conflagration.
- The proper season is when the
weather is very dry; the special days are those when the
moon is in the constellations of the Sieve, the Wall, the
Wing or the Cross-bar; for these four are all days of
rising wind.
- In attacking with fire, one
should be prepared to meet five possible developments:
- (1) When fire breaks out
inside to enemy's camp, respond at once with an attack
from without.
- (2) If there is an outbreak
of fire, but the enemy's soldiers remain quiet, bide your
time and do not attack.
- (3) When the force of the
flames has reached its height, follow it up with an
attack, if that is practicable; if not, stay where you
are.
- (4) If it is possible to make
an assault with fire from without, do not wait for it to
break out within, but deliver your attack at a favorable
moment.
- (5) When you start a fire, be
to windward of it. Do not attack from the leeward.
- A wind that rises in the
daytime lasts long, but a night breeze soon falls.
- In every army, the five
developments connected with fire must be known, the
movements of the stars calculated, and a watch kept for
the proper days.
- Hence those who use fire as
an aid to the attack show intelligence; those who use
water as an aid to the attack gain an accession of
strength.
- By means of water, an enemy
may be intercepted, but not robbed of all his belongings.
- Unhappy is the fate of one
who tries to win his battles and succeed in his attacks
without cultivating the spirit of enterprise; for the
result is waste of time and general stagnation.
- Hence the saying: The
enlightened ruler lays his plans well ahead; the good
general cultivates his resources.
- Move not unless you see an
advantage; use not your troops unless there is something
to be gained; fight not unless the position is critical.
- No ruler should put troops
into the field merely to gratify his own spleen; no
general should fight a battle simply out of pique.
- If it is to your advantage,
make a forward move; if not, stay where you are.
- Anger may in time change to
gladness; vexation may be succeeded by content.
- But a kingdom that has once
been destroyed can never come again into being; nor can
the dead ever be brought back to life.
- Hence the enlightened ruler
is heedful, and the good general full of caution. This is
the way to keep a country at peace and an army intact.
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- Sun Tzu said: Raising a host
of a hundred thousand men and marching them great
distances entails heavy loss on the people and a drain on
the resources of the State. The daily expenditure will
amount to a thousand ounces of silver. There will be
commotion at home and abroad, and men will drop down
exhausted on the highways. As many as seven hundred
thousand families will be impeded in their labor.
- Hostile armies may face each
other for years, striving for the victory which is
decided in a single day. This being so, to remain in
ignorance of the enemy's condition simply because one
grudges the outlay of a hundred ounces of silver in
honors and emoluments, is the height of inhumanity.
- One who acts thus is no
leader of men, no present help to his sovereign, no
master of victory.
- Thus, what enables the wise
sovereign and the good general to strike and conquer, and
achieve things beyond the reach of ordinary men, is
foreknowledge.
- Now this foreknowledge cannot
be elicited from spirits; it cannot be obtained
inductively from experience, nor by any deductive
calculation.
- Knowledge of the enemy's
dispositions can only be obtained from other men.
- Hence the use of spies, of
whom there are five classes: (1) Local spies; (2) inward
spies; (3) converted spies; (4) doomed spies; (5)
surviving spies.
- When these five kinds of spy
are all at work, none can discover the secret system.
This is called "divine manipulation of the
threads." It is the sovereign's most precious
faculty.
- Having local spies means
employing the services of the inhabitants of a district.
- Having inward spies, making
use of officials of the enemy.
- Having converted spies,
getting hold of the enemy's spies and using them for our
own purposes.
- Having doomed spies, doing
certain things openly for purposes of deception, and
allowing our spies to know of them and report them to the
enemy.
- Surviving spies, finally, are
those who bring back news from the enemy's camp.
- Hence it is that which none
in the whole army are more intimate relations to be
maintained than with spies. None should be more liberally
rewarded. In no other business should greater secrecy be
preserved.
- Spies cannot be usefully
employed without a certain intuitive sagacity.
- They cannot be properly
managed without benevolence and straightforwardness.
- Without subtle ingenuity of
mind, one cannot make certain of the truth of their
reports.
- Be subtle! be subtle! and use
your spies for every kind of business.
- If a secret piece of news is
divulged by a spy before the time is ripe, he must be put
to death together with the man to whom the secret was
told.
- Whether the object be to
crush an army, to storm a city, or to assassinate an
individual, it is always necessary to begin by finding
out the names of the attendants, the aides-de-camp, and
door-keepers and sentries of the general in command. Our
spies must be commissioned to ascertain these.
- The enemy's spies who have
come to spy on us must be sought out, tempted with
bribes, led away and comfortably housed. Thus they will
become converted spies and available for our service.
- It is through the information
brought by the converted spy that we are able to acquire
and employ local and inward spies.
- It is owing to his
information, again, that we can cause the doomed spy to
carry false tidings to the enemy.
- Lastly, it is by his
information that the surviving spy can be used on
appointed occasions.
- The end and aim of spying in
all its five varieties is knowledge of the enemy; and
this knowledge can only be derived, in the first
instance, from the converted spy. Hence it is essential
that the converted spy be treated with the utmost
liberality.
- Of old, the rise of the Yin
dynasty was due to I Chih who had served under the Hsia.
Likewise, the rise of the Chou dynasty was due to Lu Ya
who had served under the Yin.
- Hence it is only the
enlightened ruler and the wise general who will use the
highest intelligence of the army for purposes of spying
and thereby they achieve great results.
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